Financial Advisor Form ADV

All financial advisors must provide you a copy of their ADV. The ADV is a good place to start your research when selecting an advisor.

Our Fiduciary Promise

 

We promise to put your interests ahead of our own and to provide transparent and straight forward fee-only services. We are an independent firm with no affiliation to a broker or parent company, so we don’t sell investment products, insurance, or annuities. We will act in the utmost good faith and unswerving loyalty to you. We will make recommendations only after understanding your investment objectives, financial situation, and concerns.

ADV Part 2A: Financial Advisor Firm Brochure

In our firm brochure, you can find detailed information on how we work. In-depth sections cover our services, our fees and compensation, and our methods of analysis and investment strategies. You can also read our Code of Ethics.

ADV Part 2B: Financial Advisor Brochure Supplement

The ADV is a great place to start research for a financial advisor. A resume style document, the brochure supplement shows a clear list of your advisor’s education and designations, business background, other business activities. More importantly, you can see if your advisor has ever been disciplined or is receiving additional compensation outside of the financial advisory firm.

ADV Part 3: Financial Advisor Relationship Summary

Choosing a financial advisor is an important decision. Financial advisors, banks, insurers, and brokers offer different services and receive payment differently. The relationship summary is a short overview of the ADV, focusing on how your financial advisor receives payment and their obligations to you.

Personalized Investments

Build the portfolio that is
comfortable and right for you and your family. Determine your unique profile.

Custom Financial Planning

Design a plan to define your goals and re-frame the possibilities. Give us a chance to lead you beyond your dreams.

Wealth Management

Get the best advice and options at each financial milestone in your life. Build a legacy of good financial decisions and sound investment management.

We would love to learn more about you.

In addition to our fee-only investment management services, Platt Wealth Management offers financial plans to answer your important financial questions. How close are you now to your goals and dreams? Where do you want to go? How can you get there?

Our four-step financial planning process is designed to be a road map to get you to your destination(s), while providing flexibility to adapt to changes along the route.

We offer stand-alone plans, or our full wealth management program that includes our investment management services. Give us a call today to set up a complimentary review at 619-255-9554.

Knowledgeable and expert.

 

 

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